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HOW TO FILE A COMPLAINT WITH SECURITIES AND EXCHANGE COMMISSION

Step by step guide on how to file a complaint with SEC in Nigeria

CHAMAN LAW FIRM

5/11/20241 min read

o file a complaint with the Securities and Exchange Commission (SEC) in Nigeria, you can follow these steps:

1. Visit the official SEC Nigeria website to access the necessary forms and information for filing a complaint.

2. Fill out the complaint form accurately, providing all relevant details about the issue you're facing. Be clear and concise in describing the problem

3. Attach any supporting documents, such as contracts, receipts, or communication records that substantiate your complaint.

4. Submit the completed complaint form and documents to the SEC through their designated channels. This could be through an online portal, email, or physical submission at their office.

5. Keep a record of your submission, including confirmation or reference numbers, for future reference

6. Be patient and follow up on your complaint if you don't receive a response within a reasonable time frame. You may need to provide additional information or clarify details.

Remember that specific procedures and contact details may change, so it is essential to check the most up-to-date information on the SEC Nigeria website or contact their official customer service for guidance